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NLIGHT, INC. — Director's Dealing 2021
Apr 13, 2021
31945_dirs_2021-04-13_b6d51bec-e056-404d-80cc-698656e6bbce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NLIGHT, INC. (LASR)
CIK: 0001124796
Period of Report: 2021-04-12
Reporting Person: Bareket Ran (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-12 | Common Stock | X | 10000 | $9.70 | Acquired | 147483 | Direct |
| 2021-04-12 | Common Stock | S | 10000 | $31.99 | Disposed | 137483 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-12 | Stock Option (Right to Buy) | $9.7 | X | 10000 | Disposed | 2028-02-17 | Common Stock (10000.0) | Direct |
Footnotes
F1: Includes vested and unvested awards of restricted stock.
F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F3: The reported transaction involves sale transactions from $31.59 to $32.66 per share. The weighted average price per share was $31.99. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
F4: Twenty percent (20%) of the shares subject to the option vested on January 4, 2019, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the vesting commencement date.