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NLIGHT, INC. — Director's Dealing 2020
May 7, 2020
31945_dirs_2020-05-07_b6ca1f6e-2b22-4642-b813-bd5f581863c4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NLIGHT, INC. (LASR)
CIK: 0001124796
Period of Report: 2020-05-07
Reporting Person: Bareket Ran (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-07 | Common Stock | X | 885 | $9.70 | Acquired | 99284 | Direct |
| 2020-05-07 | Common Stock | S | 885 | $20.19 | Disposed | 98399 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-07 | Stock Option (Right to Buy) | $9.7 | X | 885 | Disposed | 2028-02-17 | Common Stock (885.0) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: The reported transaction involves sale transactions from $20.08 to $20.28 per share. The weighted average price per share was $20.19. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
F3: Twenty percent (20%) of the shares subject to the option vested on January 4, 2019, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.