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NLIGHT, INC. — Director's Dealing 2019
Nov 7, 2019
31945_dirs_2019-11-07_dd4ab914-2253-4373-87ec-989b38301376.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NLIGHT, INC. (LASR)
CIK: 0001124796
Period of Report: 2019-11-06
Reporting Person: Martinsen Robert (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-06 | Common Stock | M | 500 | $0.75 | Acquired | 46655 | Direct |
| 2019-11-06 | Common Stock | M | 500 | $0.75 | Acquired | 47155 | Direct |
| 2019-11-06 | Common Stock | M | 500 | $0.75 | Acquired | 47655 | Direct |
| 2019-11-06 | Common Stock | S | 1500 | $17 | Disposed | 46155 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-06 | Stock Option (Right to Buy) | $0.75 | M | 500 | Disposed | 2025-02-26 | Common Stock (500.0) | Direct |
| 2019-11-06 | Stock Option (Right to Buy) | $0.75 | M | 500 | Disposed | 2025-02-26 | Common Stock (500.0) | Direct |
| 2019-11-06 | Stock Option (Right to Buy) | $0.75 | M | 500 | Disposed | Common Stock (500.0) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: This option became fully vested and exercisable on February 26, 2019.
F3: This option became fully vested and exercisable on February 26, 2018.
F4: This option became fully vested and exercisable on February 26, 2016.
F5: This option expires on February 26, 2025.
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