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NLIGHT, INC. Director's Dealing 2018

Apr 25, 2018

31945_dirs_2018-04-25_e0956a3c-8211-4074-94e5-94613c7095ea.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: NLIGHT, INC. (LASR)
CIK: 0001124796
Period of Report: 2018-04-25

Reporting Person: Gossman William (Director)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 750 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to buy) $0.75 2025-04-18 Common Stock (47313) Direct
Stock Option (Right to buy) $1.10 2026-09-13 Common Stock (15000) Direct
Stock Option (Right to buy) $1.45 2027-05-26 Common Stock (10000) Direct
Restricted Stock Units $ Common Stock (2500) Direct

Footnotes

F1: Each share has no expiration date and no conversion or exercise price.

F2: This option became fully vested on November 22, 2015.

F3: One-fifth of the shares subject to the option vested on September 13, 2017, and one-twentieth of the shares subject to the option will vest in quarterly installments thereafter subject to continued service through each such vesting date. In the event of a change of control, as defined in the Issuer's 2001 Stock Option Plan (the "2001 Plan"), 100% of the then-outstanding shares subject to the option will become vested.

F4: One-fifth of the shares subject to the option will vest on June 1, 2018, and one-twentieth of the shares subject to the option will vest in quarterly installments thereafter subject to continued service through each such vesting date. In the event of a change of control, as defined in the 2001 Plan, 100% of the then-outstanding shares subject to the option will become vested.

F5: All restricted stock units will vest on the earlier of (i) April 25, 2019 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders, in each case, subject to the non-employee director continuing to be a service provider through the applicable vesting date.