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NLIGHT, INC. — Director's Dealing 2018
Apr 25, 2018
31945_dirs_2018-04-25_43576aa1-8e5b-46ce-b7c0-41f94d596b5a.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: NLIGHT, INC. (LASR)
CIK: 0001124796
Period of Report: 2018-04-25
Reporting Person: CARANO BANDEL L (Director, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 26814 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series C Preferred Stock | $ | Common Stock (1389868) | Indirect | ||
| Series D Preferred Stock | $ | Common Stock (1742711) | Indirect | ||
| Series E Preferred Stock | $ | Common Stock (401632) | Indirect | ||
| Series F Preferred Stock | $ | Common Stock (1652087) | Indirect | ||
| Series G Preferred Stock | $ | Common Stock (333972) | Indirect | ||
| Restricted Stock Units | $ | Common Stock (2500) | Direct |
Footnotes
F1: Consists of 26,392 shares held of record by Oak Investment Partners X, L.P., and 422 shares held of record by Oak X Affiliates Fund, L.P.
F2: Each share has no expiration date and no conversion or exercise price.
F3: Each share of preferred stock automatically converts into one share of common stock immediately prior to the closing of the Issuer's initial public offering.
F4: All restricted stock units will vest on the earlier of (i) April 25, 2019 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders, in each case, subject to the non-employee director continuing to be a service provider through the applicable vesting date.
F5: Consists of 1,367,908 shares held of record by Oak Investment Partners X, L.P., and 21,960 shares held of record by Oak X Affiliates Fund, L.P.
F6: Consists of 1,715,177 shares held of record by Oak Investment Partners X, L.P., and 27,534 shares held of record by Oak X Affiliates Fund, L.P.
F7: Consists of 395,287 shares held of record by Oak Investment Partners X, L.P., and 6,345 shares held of record by Oak X Affiliates Fund, L.P.
F8: Consists of 1,625,986 shares held of record by Oak Investment Partners X, L.P., and 26,101 shares held of record by Oak X Affiliates Fund, L.P.
F9: Consists of 328,696 shares held of record by Oak Investment Partners X, L.P., and 5,276 shares held of record by Oak X Affiliates Fund, L.P.
F10: Oak Associates X, LLC, or Oak Associates X GP is the general partner of Oak Investment Partners X, L.P and exercises voting and dispositive power over the shares held by Oak Investment Partners X, L.P. Oak X Affiliates, LLC, or Oak X Affiliates GP, is the general partner of Oak X Affiliates Fund, L.P. and exercises voting and dispositive power over the shares held by Oak X Affiliates Fund, L.P. The Reporting Person is a managing member of Oak Associates X GP and Oak X Affiliates GP and disclaims beneficial ownership over the shares held of record herein as held by Oak Investment Partners X, L.P and Oak X Affiliates Fund, L.P.