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NLIGHT, INC. Director's Dealing 2018

Apr 30, 2018

31945_dirs_2018-04-30_26913c4f-ea2a-4cfe-abe8-d615086e910e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NLIGHT, INC. (LASR)
CIK: 0001124796
Period of Report: 2018-04-30

Reporting Person: Osborne David D. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-04-30 Common Stock C 2629 Acquired 2758 Direct
2018-04-30 Common Stock C 149215 Acquired 161224 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-04-30 Series C Preferred Stock $ C 2629 Disposed Common Stock (2629) Direct
2018-04-30 Series C Preferred Stock $ C 63332 Disposed Common Stock (63332) Indirect
2018-04-30 Series D Preferred Stock $ C 34321 Disposed Common Stock (34321) Indirect
2018-04-30 Series E Preferred Stock $ C 38872 Disposed Common Stock (38872) Indirect
2018-04-30 Series F Preferred Stock $ C 12690 Disposed Common Stock (12690) Indirect

Footnotes

F1: The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F2: The Series D Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F3: The Series E Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F4: The Series F Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F5: Shares held of record by the Osborne 2002 Living Trust, of which David Osborne is the trustee and exercises sole voting and investment power over the shares held thereby.