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NLIGHT, INC. — Director's Dealing 2018
Apr 30, 2018
31945_dirs_2018-04-30_26913c4f-ea2a-4cfe-abe8-d615086e910e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NLIGHT, INC. (LASR)
CIK: 0001124796
Period of Report: 2018-04-30
Reporting Person: Osborne David D. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-30 | Common Stock | C | 2629 | — | Acquired | 2758 | Direct |
| 2018-04-30 | Common Stock | C | 149215 | — | Acquired | 161224 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-30 | Series C Preferred Stock | $ | C | 2629 | Disposed | Common Stock (2629) | Direct | |
| 2018-04-30 | Series C Preferred Stock | $ | C | 63332 | Disposed | Common Stock (63332) | Indirect | |
| 2018-04-30 | Series D Preferred Stock | $ | C | 34321 | Disposed | Common Stock (34321) | Indirect | |
| 2018-04-30 | Series E Preferred Stock | $ | C | 38872 | Disposed | Common Stock (38872) | Indirect | |
| 2018-04-30 | Series F Preferred Stock | $ | C | 12690 | Disposed | Common Stock (12690) | Indirect |
Footnotes
F1: The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.
F2: The Series D Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.
F3: The Series E Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.
F4: The Series F Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.
F5: Shares held of record by the Osborne 2002 Living Trust, of which David Osborne is the trustee and exercises sole voting and investment power over the shares held thereby.