NLB

Major Shareholding Notification • Nov 19, 2018

Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the competent authority)i
		1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are at
tached:
		NOVA LJUBLJANSKA BANKA D.D., TRG REPUBLIKE 2, LJUBLJANA, SLOVENIA
		2. Reason for the notification (please tick the appropriate box or boxes):
[X] An acquisition or disposal of voting rights [ ] An acquisition or disposal of financial instruments [ ] An event changing the breakdown of voting rights [ ] Other (please specify)iii:
	3. Details of person subject to the notification obligationiv :
Name: European Bank for Reconstruction and Development (EBRD)		City and country of registered office (if applicable): One Exchange Square, London EC2A 2JN, United Kingdom
4. Full name of shareholder(s) (if different from 3.)v : /
5. Date on which the threshold was crossed or reachedvi:
9 November 2018
(publication date of Pricing statement as of 9th November 2018 on web page https://www.nlb.si/public-offering-of shares-pricing-statement)
6. Total positions of person(s) subject to the notification obligation:
	% of voting rights at tached to shares (to tal of 7.A)	% of voting rights through financial instru ments (total of 7.B.1 + 7.B.2)	Total of both in % (7.A + 7.B)	Total number of voting rights of is suervii
Resulting situation on the date on which threshold was crossed or reached	6.25%		6.25%	20.000.000
Position of previous notification (if appli cable)

7. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii:

A: Voting rights attached to shares

Class/type of	Number of voting rightsix		% of voting rights
shares ISIN code (if possi ble)	Direct (Art 9 of Directive 2004/109/EC or Art. 118 ZTFI)	Indirect (Art 10 of Directive 2004/109/EC or Art. 120 ZTFI)	Direct (Art 9 of Directive 2004/109/EC or Art. 118 ZTFI)	Indirect (Art 10 of Directive 2004/109/EC or Art. 120 ZTFI)
SI0021117344	1,250,000 in the form of 6,250,000 global de positary Receipts (GDR) ISIN: US66980N2036 and US66980N1046 (five GDRs representing one ordinary share ISIN: SI0021117344)		6.25%
SUBTOTAL A	1,250,000		6.25%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC or Art. 119/1(1) ZTFI

Type of financial in strument	Expiration datex	Exercise/ Conversion Periodxi	cised/ converted.	Number of voting rights that may be acquired if the instrument is exer	% of voting rights
		SUBTOTAL B.1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC or Art. 119/1(1) ZTFI
Type of financial instrument	Expiration datex	Exercise/ Conversion Pe riod x i	Physical or cash settlementxii	Number of voting rights	% of voting rights

	SUBTOTAL B.2

8. Information in relation to the person subject to the notification obligation (please tick the applicable box): [X] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.xiii [ ] Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv: Namexv % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold

9. In case of proxy voting: [name of the proxy holder] will cease to hold [% and number] voting rights as of [date]

10. Additional informationxvi:

Done at Ljubljana on 14th November 2018