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NL INDUSTRIES INC — Director's Dealing 2018
Jul 18, 2018
33327_dirs_2018-07-18_f682ae00-ba9e-4b18-bff4-c7ec199e834b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COMPX INTERNATIONAL INC (CIX)
CIK: 0001049606
Period of Report: 2018-07-17
Reporting Person: Harold C. Simmons Family Trust No. 2 (10% Owner)
Reporting Person: Simmons Lisa K (10% Owner)
Reporting Person: CONNELLY SERENA S (10% Owner)
Reporting Person: NL INDUSTRIES INC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-07-17 | Class A Common Stock, par value $0.01 per share | J | 10000000 | — | Acquired | 10755104 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock, par value $0.01 per share | 5900 | Indirect |
| Class A Common Stock, par value $0.01 per share | 3000 | Indirect |
| Class A Common Stock, par value $0.01 per share | 2000 | Direct |
Footnotes
F1: On July 17, 2018, NL Industries, Inc. ("NL") converted all its 10,000,000 shares of class B common stock, par value $0.01 per share (the "Class B Shares") of CompX International Inc. ("CompX") into 10,000,000 shares of class A common stock, par value $0.01 per share, of CompX, for no additional consideration, pursuant to the terms of the Second Amended and Restated Certificate of Incorporation of CompX.
F2: Directly held by NL. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.
F3: Directly held by Contran Corporation. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.
F4: Directly held by Kronos Worldwide, Inc. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.
F5: Directly held by Serena Simmons Connelly.