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NL INDUSTRIES INC — Director's Dealing 2012
Jul 23, 2012
33327_dirs_2012-07-23_fb1c76ed-460a-4460-9735-816c6990ac4b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NL INDUSTRIES INC (NL)
CIK: 0000072162
Period of Report: 2012-07-23
Reporting Person: SIMMONS HAROLD C (Director, Chairman of the Board & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-07-23 | Common stock $0.125 par value | J | 12 | $11.34 | Acquired | 421613 | Indirect |
| 2012-07-23 | Common stock $0.125 par value | J | 183 | $11.365 | Acquired | 421796 | Indirect |
| 2012-07-23 | Common stock $0.125 par value | J | 600 | $11.38 | Acquired | 422396 | Indirect |
| 2012-07-23 | Common stock $0.125 par value | J | 787 | $11.39 | Acquired | 423183 | Indirect |
| 2012-07-23 | Common stock $0.125 par value | J | 1000 | $11.40 | Acquired | 424183 | Indirect |
| 2012-07-23 | Common stock $0.125 par value | J | 100 | $11.495 | Acquired | 424283 | Indirect |
| 2012-07-23 | Common stock $0.125 par value | J | 1118 | $11.50 | Acquired | 425401 | Indirect |
| 2012-07-23 | Common stock $0.125 par value | J | 200 | $11.69 | Acquired | 425601 | Indirect |
| 2012-07-23 | Common stock $0.125 par value | J | 1000 | $11.70 | Acquired | 426601 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock $0.125 par value | 1054607 | Direct |
| Common stock $0.125 par value | 40387531 | Indirect |
| Common stock $0.125 par value | 222100 | Indirect |
| Common stock $0.125 par value | 2000 | Indirect |
Footnotes
F1: Open market purchase by the reporting person's spouse. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationships among the persons joining in this filing.
F2: Directly held by the reporting person's spouse. Mr. Simmons disclaims beneficial ownership of any shares of the issuer's common stock that his spouse holds.
F3: Directly held by Valhi, Inc. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship to the reporting person.
F4: Directly held by TIMET Finance Management Company. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship to the reporting person.
F5: Directly held by Kronos Worldwide, Inc. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship to the reporting person.