AI assistant
NL INDUSTRIES INC — Director's Dealing 2011
Sep 9, 2011
33327_dirs_2011-09-09_1a587d32-40b0-4e80-b1fa-4666a15891cc.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NL INDUSTRIES INC (NL)
CIK: 0000072162
Period of Report: 2011-09-09
Reporting Person: SIMMONS HAROLD C (Director, Chairman of the Board & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-09 | Common stock $0.125 par value | P | 200 | $12.894 | Acquired | 318380 | Indirect |
| 2011-09-09 | Common stock $0.125 par value | P | 575 | $12.90 | Acquired | 318955 | Indirect |
| 2011-09-09 | Common stock $0.125 par value | P | 300 | $12.91 | Acquired | 319255 | Indirect |
| 2011-09-09 | Common stock $0.125 par value | P | 200 | $12.98 | Acquired | 319455 | Indirect |
| 2011-09-09 | Common stock $0.125 par value | P | 100 | $12.99 | Acquired | 319555 | Indirect |
| 2011-09-09 | Common stock $0.125 par value | P | 3625 | $13.00 | Acquired | 323180 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock $0.125 par value | 40387531 | Indirect |
| Common stock $0.125 par value | 1052054 | Direct |
| Common stock $0.125 par value | 222100 | Indirect |
| Common stock $0.125 par value | 2000 | Indirect |
Footnotes
F1: Open market purchase by the reporting person's spouse.
F2: Directly held by the reporting person's spouse. The reporting person disclaims beneficial ownership of any shares of the issuer's common stock that his spouse holds.
F3: Directly held by Valhi, Inc. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship to the reporting person.
F4: Directly held by TIMET Finance Management Company. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship to the reporting person.
F5: Directly held by Kronos Worldwide, Inc. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship to the reporting person.