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NL INDUSTRIES INC — Director's Dealing 2011
Sep 23, 2011
33327_dirs_2011-09-23_96ffa4c7-2e02-48d7-8775-4aad2c2427c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NL INDUSTRIES INC (NL)
CIK: 0000072162
Period of Report: 2011-09-23
Reporting Person: SIMMONS HAROLD C (Director, Chairman of the Board & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-23 | Common stock $0.125 par value | P | 1205 | $12.15 | Acquired | 364385 | Indirect |
| 2011-09-23 | Common stock $0.125 par value | P | 16 | $12.28 | Acquired | 364401 | Indirect |
| 2011-09-23 | Common stock $0.125 par value | P | 5000 | $12.30 | Acquired | 369401 | Indirect |
| 2011-09-23 | Common stock $0.125 par value | P | 25 | $12.36 | Acquired | 369426 | Indirect |
| 2011-09-23 | Common stock $0.125 par value | P | 249 | $12.39 | Acquired | 369675 | Indirect |
| 2011-09-23 | Common stock $0.125 par value | P | 5200 | $12.40 | Acquired | 374875 | Indirect |
| 2011-09-23 | Common stock $0.125 par value | P | 200 | $12.45 | Acquired | 375075 | Indirect |
| 2011-09-23 | Common stock $0.125 par value | P | 100 | $12.46 | Acquired | 375175 | Indirect |
| 2011-09-23 | Common stock $0.125 par value | P | 14210 | $12.50 | Acquired | 389385 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock $0.125 par value | 40387531 | Indirect |
| Common stock $0.125 par value | 1052054 | Direct |
| Common stock $0.125 par value | 222100 | Indirect |
| Common stock $0.125 par value | 2000 | Indirect |
Footnotes
F1: Open market purchase by the reporting person's spouse.
F2: Directly held by the reporting person's spouse. The reporting person disclaims beneficial ownership of any shares of the issuer's common stock that his spouse holds.
F3: Directly held by Valhi, Inc. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship to the reporting person.
F4: Directly held by TIMET Finance Management Company. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship to the reporting person.
F5: Directly held by Kronos Worldwide, Inc. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship to the reporting person.