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Nkarta, Inc. — Director's Dealing 2022
Aug 17, 2022
33926_dirs_2022-08-17_a8d6c269-cfa8-4764-8635-987e20bf3060.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nkarta, Inc. (NKTX)
CIK: 0001787400
Period of Report: 2022-08-15
Reporting Person: Mahmood Nadir (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-15 | Common Stock | M | 7500 | $3.89 | Acquired | 53588 | Direct |
| 2022-08-15 | Common Stock | S | 7500 | $18.0287 | Disposed | 46088 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-08-15 | Stock Option (right to buy) | $3.89 | M | 4819 | Disposed | 2029-09-05 | Common Stock (4819) | Direct |
| 2022-08-15 | Stock Option (right to buy) | $3.89 | M | 2681 | Disposed | 2029-09-05 | Common Stock (2681) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person at least 60 days prior to the trade date.
F2: This transaction was executed in multiple trades at prices ranging from $18.00 to $18.16. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on July 1, 2024.
F4: The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on September 5, 2023.