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Nkarta, Inc. — Director's Dealing 2021
Feb 4, 2021
33926_dirs_2021-02-03_3a731061-a925-4b5a-a020-831801db438b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nkarta, Inc. (NKTX)
CIK: 0001787400
Period of Report: 2021-02-01
Reporting Person: Trager James (Chief Scientific Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-01 | Common Stock | M | 2250 | $3.89 | Acquired | 50672 | Direct |
| 2021-02-01 | Common Stock | S | 2034 | $38.07 | Disposed | 48638 | Direct |
| 2021-02-01 | Common Stock | S | 1566 | $39.46 | Disposed | 47072 | Direct |
| 2021-02-02 | Common Stock | M | 2800 | $18.00 | Acquired | 49872 | Direct |
| 2021-02-02 | Common Stock | S | 2800 | $40.00 | Disposed | 47072 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-01 | Stock Option (right to buy) | $3.89 | M | 2250 | Disposed | 2029-09-05 | Common Stock (2250) | Direct |
| 2021-02-02 | Stock Option (right to buy) | $18.00 | M | 2800 | Disposed | 2030-07-08 | Common Stock (2800) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date.
F2: This transaction was executed in multiple trades at prices ranging from $37.71 to $38.52. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $39.00 to $39.65. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This option originally covered 62,162 shares of NKTX common stock and was scheduled to vest and become exercisable in 48 equal monthly installments occurring on the completion of each successive month of the Reporting Person's service to the Issuer following September 5, 2019.
F5: This option originally covered 82,400 shares of NKTX common stock and was scheduled to vest and become exercisable in 48 equal monthly installments occurring on the completion of each successive month of the Reporting Person's service to the Issuer following July 9, 2020.