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Nkarta, Inc. — Director's Dealing 2021
Apr 1, 2021
33926_dirs_2021-04-01_2666d14a-23a9-4d3e-930c-ec496c59df68.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nkarta, Inc. (NKTX)
CIK: 0001787400
Period of Report: 2021-03-30
Reporting Person: HASTINGS PAUL J (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-30 | Common Stock | S | 11461 | $30.23 | Disposed | 241600 | Direct |
| 2021-03-30 | Common Stock | S | 2409 | $31.24 | Disposed | 239191 | Direct |
| 2021-03-30 | Common Stock | S | 3130 | $32.21 | Disposed | 236061 | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date.
F2: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.89. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $31.05 to $31.96. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $32.00 to $32.83. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: Includes 42,427 shares acquired upon early exercise of an option, which are subject to forfeiture until they vest.