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Nkarta, Inc. — Director's Dealing 2021
Apr 2, 2021
33926_dirs_2021-04-02_415af83d-96ad-416b-81ab-ecb1909ef2ec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nkarta, Inc. (NKTX)
CIK: 0001787400
Period of Report: 2021-04-01
Reporting Person: Mahmood Nadir (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-01 | Common Stock | M | 3500 | $3.89 | Acquired | 34988 | Direct |
| 2021-04-01 | Common Stock | S | 3500 | $32.70 | Disposed | 31488 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-01 | Stock Option (right to buy) | $3.89 | M | 3500 | Disposed | 2029-09-05 | Common Stock (3500) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date.
F2: Includes 6,881 shares acquired upon early exercise of an option, which are subject to forfeiture until they vest
F3: The options exercised were fully vested. Unvested options will vest ratably in monthly installments until fully vested on September 5, 2023.
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