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Nkarta, Inc. — Director's Dealing 2021
Jun 4, 2021
33926_dirs_2021-06-04_57ea6851-5adb-47f6-ad37-5bc49172e7d9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nkarta, Inc. (NKTX)
CIK: 0001787400
Period of Report: 2021-06-02
Reporting Person: Brandenberger Ralph (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-02 | Common Stock | M | 340 | $0.41 | Acquired | 340 | Direct |
| 2021-06-02 | Common Stock | M | 405 | $4.77 | Acquired | 745 | Direct |
| 2021-06-02 | Common Stock | M | 1358 | $3.89 | Acquired | 2103 | Direct |
| 2021-06-02 | Common Stock | M | 2037 | $3.89 | Acquired | 4140 | Direct |
| 2021-06-02 | Common Stock | S | 4140 | $24.50 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-02 | Stock Option (right to buy) | $0.41 | M | 340 | Disposed | 2028-07-18 | Common Stock (340) | Direct |
| 2021-06-02 | Stock Option (right to buy) | $4.77 | M | 405 | Disposed | 2029-05-10 | Common Stock (405) | Direct |
| 2021-06-02 | Stock Option (right to buy) | $3.89 | M | 1358 | Disposed | 2029-09-05 | Common Stock (1358) | Direct |
| 2021-06-02 | Stock Option (right to buy) | $3.89 | M | 2037 | Disposed | 2029-09-05 | Common Stock (2037) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date.
F2: The option is vested and exercisable as to 6,498 shares, and the remaining shares will vest and become exercisable ratably in monthly installments until fully vested on April 2, 2022.
F3: The option is vested and exercisable as to 5,721 shares, and the remaining shares will vest and become exercisable ratably in monthly installments until fully vested on December 6, 2022.
F4: The option is vested and exercisable as to 5,583 shares, and the remaining shares will vest and become exercisable ratably in monthly installments until fully vested on July 1, 2024.
F5: The option is vested and exercisable as to 18,561 shares, and the remaining shares will vest and become exercisable ratably in monthly installments until fully vested on September 5, 2023.