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Nkarta, Inc. — Director's Dealing 2021
Dec 3, 2021
33926_dirs_2021-12-03_213a0d62-6a3a-46ad-a170-b0756b37d009.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nkarta, Inc. (NKTX)
CIK: 0001787400
Period of Report: 2021-12-01
Reporting Person: Brandenberger Ralph (Sr. VP, Technical Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-01 | Common Stock | M | 340 | $0.41 | Acquired | 340 | Direct |
| 2021-12-01 | Common Stock | M | 405 | $4.77 | Acquired | 745 | Direct |
| 2021-12-01 | Common Stock | M | 1358 | $3.89 | Acquired | 2103 | Direct |
| 2021-12-01 | Common Stock | M | 2037 | $3.89 | Acquired | 4140 | Direct |
| 2021-12-01 | Common Stock | S | 4140 | $15.64 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-01 | Stock Option (right to buy) | $0.41 | M | 340 | Disposed | 2028-07-18 | Common Stock (340) | Direct |
| 2021-12-01 | Stock Option (right to buy) | $4.77 | M | 405 | Disposed | 2029-05-10 | Common Stock (405) | Direct |
| 2021-12-01 | Stock Option (right to buy) | $3.89 | M | 1358 | Disposed | 2029-09-05 | Common Stock (1358) | Direct |
| 2021-12-01 | Stock Option (right to buy) | $3.89 | M | 2037 | Disposed | 2029-09-05 | Common Stock (2037) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date.
F2: This transaction was executed in multiple trades at prices ranging from $15.26 to $16.10. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on April 2, 2022.
F4: The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on December 6, 2022.
F5: The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on July 1, 2024.
F6: The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on September 5, 2023.