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Nkarta, Inc. — Director's Dealing 2020
Jul 10, 2020
33926_dirs_2020-07-09_e26e09f6-2ffd-4028-b107-51f3fea8197a.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Nkarta, Inc. (NKTX)
CIK: 0001787400
Period of Report: 2020-07-09
Reporting Person: Trager James (Chief Scientific Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 48422 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $0.04 | 2026-11-02 | Common Stock (5630) | Direct | |
| Stock Option (right to buy) | $3.89 | 2029-09-05 | Common Stock (93243) | Direct | |
| Stock Option (right to buy) | $3.89 | 2029-09-05 | Common Stock (62162) | Direct |
Footnotes
F1: The option is vested and exercisable as to 3,378 shares, and the remaining shares will vest and become exercisable ratably in monthly installments until fully vested on September 6, 2020.
F2: The option is vested and exercisable as to 19,425 shares, and the remaining shares will vest and become exercisable ratably in monthly installments until fully vested on September 5, 2023.
F3: The option will vest and become exercisable ratably in monthly installments until fully vested on September 5, 2023.
F4: Share numbers give effect to the 1-for-3.7 reverse stock split of each share of the Issuer's Common Stock, which became effective on July 1, 2020.