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Nkarta, Inc. — Director's Dealing 2020
Jul 10, 2020
33926_dirs_2020-07-09_237c09b8-6229-4f62-9ab0-48d81c1b3c4f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Nkarta, Inc. (NKTX)
CIK: 0001787400
Period of Report: 2020-07-09
Reporting Person: Plunkett Matthew (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 37499 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $0.41 | 2028-12-06 | Common Stock (12500) | Direct | |
| Stock Option (right to buy) | $3.89 | 2029-09-05 | Common Stock (115945) | Direct | |
| Stock Option (right to buy) | $3.89 | 2029-09-05 | Common Stock (102432) | Direct |
Footnotes
F1: Includes 17,708 shares acquired upon early exercise of an option, which are subject to forfeiture until they vest.
F2: Share numbers give effect to the 1-for-3.7 reverse stock split of each share of the Issuer's Common Stock, which became effective on July 1, 2020.
F3: The option will vest and become exercisable ratably in monthly installments until fully vested on November 29, 2022.
F4: The option is vested and exercisable as to 24,155 shares, and the remaining shares will vest and become exercisable ratably in monthly installments until fully vested on September 5, 2023.
F5: The option will vest and become exercisable ratably in monthly installments until fully vested on September 5, 2023.