Nkarta, Inc. — Director's Dealing 2020

Jul 16, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nkarta, Inc. (NKTX)
CIK: 0001787400
Period of Report: 2020-07-14

Reporting Person: Novo Holdings A/S (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-07-14	COMMON STOCK	C	2238310	—	Acquired	2238310	Direct
2020-07-14	COMMON STOCK	P	555555	$18.00	Acquired	2793865	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-07-14	SERIES A CONVERTIBLE PREFERRED STOCK	$	C	525499	Disposed		COMMON STOCK (525499)	Direct
2020-07-14	SERIES B CONVERTIBLE PREFERRED STOCK	$	C	1712811	Disposed		COMMON STOCK (1712811)	Direct

Footnotes

F1: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into one share of common stock upon the completion of the Issuer's initial public offering. These shares have no expiration date.

F2: Represents a purchase from the underwriters in the Issuer's initial public offering.