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Nixxy, Inc. — Director's Dealing 2021
Nov 18, 2021
34806_dirs_2021-11-18_b6142953-2291-4e42-a2f5-8c28716eaa05.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Recruiter.com Group, Inc. (RCRT)
CIK: 0001462223
Period of Report: 2019-11-15
Reporting Person: Sohn Evan (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-15 | Common Stock, par value $0.0001 | P | 200 | $4.97 | Acquired | 202418 | Direct |
| 2019-11-18 | Common Stock, par value $0.0001 | P | 240 | — | Acquired | 202658 | Direct |
| 2019-11-18 | Common Stock, par value $0.0001 | P | 360 | — | Acquired | 203018 | Direct |
| 2019-11-22 | Common Stock, par value $0.0001 | P | 40 | $3.04 | Acquired | 203058 | Direct |
| 2019-11-25 | Common Stock, par value $0.0001 | P | 40 | $2.27 | Acquired | 203098 | Direct |
| 2019-12-23 | Common Stock, par value $0.0001 | P | 72 | — | Acquired | 203170 | Direct |
| 2021-03-11 | Common Stock, par value $0.0001 | A | 1626 | — | Acquired | 204796 | Direct |
| 2021-11-18 | Common Stock, par value $0.0001 | P | 1650 | $2.95 | Acquired | 206446 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-18 | Restricted Stock Units | $ | A | 221600 | Acquired | 2030-06-17 | Common Stock (221600) | Direct |
| 2021-09-13 | Stock Options (Right to buy) | $4.59 | A | 100000 | Acquired | 2026-09-12 | Common Stock (100000) | Direct |
Footnotes
F1: On May 16, 2019, the Reporting Person filed a Form 4 reporting he owned 40,443,529 shares of Common Stock. In August 2019, the Issuer effected a 1 for 80 reverse stock split, and in June 2021, the Issuer effected a 1 for 2.5 reverse stock split. Following both of these reverse stock splits, the Reporting Person's 40,443,529 shares equaled 202,218 shares.
F2: These shares were purchased in multiple transactions at prices ranging from $3.67 to $4.37, inclusive.
F3: These shares were purchased in multiple transactions at prices ranging from $2.32 to $4.87, inclusive.
F4: These shares were purchased in multiple transactions at prices ranging from $3.00 to $3.50, inclusive.
F5: Issuance of shares pursuant to August 2018 consulting agreement between the Issuer and the Reporting Person entered into prior to the Reporting Person's appointment as Chief Executive Officer in June 2020.
F6: Purchase of shares pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F7: Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. 27,700 RSUs vest on a quarterly basis with the first vesting date having been June 30, 2021. The RSUs were granted to the Reporting Person pursuant to the Issuer's 2017 Equity Incentive Plan.
F8: Represents options granted to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan in connection with the Reporting Person's employment agreement. 50,000 options will vest on 09/13/2022, and 12,500 options will vest every three months thereafter.