AI assistant
NISOURCE INC. — Director's Dealing 2023
Mar 2, 2023
30290_dirs_2023-03-01_7338c9eb-477b-41b5-a595-6161750e3fdc.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NISOURCE INC. (NI)
CIK: 0001111711
Period of Report: 2023-02-28
Reporting Person: Cuccia Kimberly S (SVP, GC & Corp Sec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-28 | Common Stock | A | 3087 | $27.43 | Acquired | 30071 | Direct |
| 2023-02-28 | Common Stock | A | 3808 | $27.43 | Acquired | 32941 | Direct |
| 2023-02-28 | Common Stock | F | 938 | $27.43 | Disposed | 29133 | Direct |
| 2023-02-28 | Common Stock | F | 1156 | $27.43 | Disposed | 31785 | Direct |
| 2023-02-28 | Common Stock | F | 299 | $27.43 | Disposed | 31486 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3532.7141 | Indirect |
Footnotes
F1: Vesting of non-derivative performance stock units granted in 2020, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).
F2: Vesting of non-derivative special performance stock units granted in 2020, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).
F3: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.
F4: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the special performance stock units above.
F5: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2020 Restricted Stock Unit awards.
F6: Constitutes shares acquired through the NiSource Retirement Savings Plan through February 28, 2023.