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NISOURCE INC. — Director's Dealing 2021
Mar 1, 2021
30290_dirs_2021-03-01_0ca93318-a5aa-4f83-a6d8-75dd087cbbcf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NISOURCE INC. (NI)
CIK: 0001111711
Period of Report: 2021-02-26
Reporting Person: Hamrock Joseph (Director, Director, and President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-26 | Common Stock | A | 77268 | $21.60 | Acquired | 644843 | Direct |
| 2021-02-26 | Common Stock | F | 31778 | $21.60 | Disposed | 613065 | Direct |
| 2021-02-26 | Common Stock | F | 16077 | $21.60 | Disposed | 596988 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4236.9682 | Indirect |
Footnotes
F1: Vesting of non-derivative performance stock units granted in 2018, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).
F2: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.
F3: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2018 Restricted Stock Unit awards.
F4: Constitutes shares acquired through the NiSource Inc. Retirement Savings Plan through February 26, 2021.