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NISOURCE INC. — Director's Dealing 2013
Aug 5, 2013
30290_dirs_2013-08-05_68759ee3-c492-4ce1-9933-e87e8663ff5a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NISOURCE INC/DE (NI)
CIK: 0001111711
Period of Report: 2013-08-02
Reporting Person: SKAGGS ROBERT C JR (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-02 | Common Stock | M | 48883 | $21.86 | Acquired | 674812 | Direct |
| 2013-08-02 | Common Stock | M | 171429 | $22.62 | Acquired | 846241 | Direct |
| 2013-08-02 | Common Stock | S | 220312 | $31.08 | Disposed | 625929 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-02 | Non Qualified Stock Options | $21.86 | M | 48883 | Disposed | 2014-01-01 | Common Stock (48883) | Direct |
| 2013-08-02 | Non Qualified Stock Options | $22.62 | M | 171429 | Disposed | 2015-01-03 | Common Stock (171429) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 21788.8514 | Indirect |
| Common Stock | 191018 | Indirect |
| Common Stock | 191018 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $0 | Common Stock (157460.035) | 157460.035 | Direct |
Footnotes
F1: This transaction relates to the exercise of stock options that were scheduled to expire on 1/1/2014 and the disposition of the underlying shares of Common Stock.
F2: This transaction relates to the exercise of stock options that were scheduled to expire on 1/3/2015 and the disposition of the underlying shares of Common Stock.
F3: This transaction relates to the exercise of stock options that were scheduled to expire on 1/1/2014 and 1/3/2015 and the disposition of the underlying shares of Common Stock.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.964 to $31.242, inclusive.
F5: Includes shares acquired through the NiSource Inc. Retirement Savings Plan through 6/30/2013.
F6: The phantom stock units represent dividend equivalents and are to be settled following the reporting person's retirement or other termination of service.