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NIOCORP DEVELOPMENTS LTD — Director's Dealing 2024
Nov 13, 2024
32677_dirs_2024-11-13_8110f4c8-b331-427c-8133-f53a68cae21b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NIOCORP DEVELOPMENTS LTD (NB)
CIK: 0001512228
Period of Report: 2024-11-13
Reporting Person: Smith Mark A. (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-13 | Common Shares | P | 183422 | — | Acquired | 2272018 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-11-13 | Common Shares Purchase Warrant (right to buy) | $1.75 | P | 183422 | Acquired | 2026-11-13 | Common Shares (183422) | Direct |
| 2024-11-13 | Common Shares Purchase Warrant (right to buy) | $2.07 | P | 91711 | Acquired | 2029-11-13 | Common Shares (91711) | Direct |
Footnotes
F1: Exercisable immediately on the issue date.
F2: On November 13, 2023, the reporting person purchased 183,422 units (each, a "Unit") from NioCorp Developments Ltd. (the "Issuer") in a private placement. Each Unit consists of one common share, without par value (a "Common Share"), of the Issuer, one warrant to purchase one Common Share (a "Series A Warrant") and one-half of one warrant to purchase one Common Share (together with the series A Warrants, the "Warrants"). The price per Unit was $1.7675, which amount includes $0.125 per Warrant underlying each Unit.
F3: Exercisable beginning six months and one day from the issue date on May 14, 2025.