AI assistant
Sending…
NIOCORP DEVELOPMENTS LTD — Director's Dealing 2023
Dec 22, 2023
32677_dirs_2023-12-22_01ad0d19-9358-459a-8678-8814d035adde.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NIOCORP DEVELOPMENTS LTD (NB)
CIK: 0001512228
Period of Report: 2023-12-22
Reporting Person: Shah Neal S. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-22 | Common Shares | P | 9360 | — | Acquired | 65670 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-22 | Common Share Purchase Warrant (right to buy) | $3.54 | P | 9360 | Acquired | 2025-12-22 | Common Shares (9360) | Direct |
Footnotes
F1: On December 22, 2023, the reporting person purchased 9,360 units (each, a "Unit") from NioCorp Developments Ltd. (the "Issuer") in a private placement. Each Unit consists of one common share, without par value (a "Common Share"), of the Issuer and one warrant (a "Warrant") to purchase one Common Share. The price per Unit was $3.205, which amount includes $0.125 per Warrant underlying each Unit.
More from NIOCORP DEVELOPMENTS LTD
Interim / Quarterly Report
2026
May 14
Annual Report
2026
Feb 25
Proxy Solicitation & Information Statement
2026
Feb 25
Capital/Financing Update
2026
Feb 25
Major Shareholding Notification
2026
Feb 17
Interim / Quarterly Report
2026
Feb 6
Capital/Financing Update
2026
Jan 20
Regulatory Filings
2026
Jan 12
Director's Dealing
2025
Dec 15
Director's Dealing
2025
Dec 15