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NIOCORP DEVELOPMENTS LTD — Director's Dealing 2022
Mar 3, 2022
32677_dirs_2022-03-03_3f5ad4ea-73f6-4d3d-8f00-e28f800f5f8f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NIOCORP DEVELOPMENTS LTD (NIOBF)
CIK: 0001512228
Period of Report: 2022-03-01
Reporting Person: Wightman Anna Castner (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-01 | Common Shares | M | 378576 | $0.5985 | Acquired | 380576 | Direct |
| 2022-03-01 | Common Shares | F | 176806 | $0.8899 | Disposed | 178806 | Direct |
| 2022-03-01 | Common Shares | M | 376806 | $0.3701 | Acquired | 378806 | Direct |
| 2022-03-01 | Common Shares | F | 293620 | $0.8899 | Disposed | 295620 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-01 | Director Stock Option (right to buy) | $0.5985 | M | 300000 | Disposed | 2022-03-06 | Common Shares (300000) | Direct |
| 2022-03-01 | Director Stock Option (right to buy) | $0.3701 | M | 200000 | Disposed | 2022-11-09 | Common Shares (200000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 1000 | Indirect |
| Common Shares | 500 | Indirect |
| Common Shares | 500 | Indirect |
Footnotes
F1: Option exercise price reflected was converted from Canadian exercise price of C$0.76 using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022.
F2: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on February 28, 2022 of C$1.13, which was converted using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022.
F3: Option exercise price reflected was converted from Canadian exercise price of C$0.47 using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022.
F4: The option, representing a right to purchase a total of 300,000 Common Shares, became exercisable in installments as follows: 50% on September 2, 2017; 25% March 6, 2018; and the remaining balance on September 2, 2018.
F5: The option, representing a right to purchase a total of 200,000 Common Shares, became exercisable on issuance date of November 9, 2017.