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NIOCORP DEVELOPMENTS LTD — Director's Dealing 2021
Mar 12, 2021
32677_dirs_2021-03-12_1f17bcde-1ec6-4eba-b8b7-d5a5dfa90351.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NIOCORP DEVELOPMENTS LTD (NIOBF)
CIK: 0001512228
Period of Report: 2021-03-10
Reporting Person: Shah Neal S. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-10 | Common Shares | M | 245000 | $0.5299 | Acquired | 449500 | Direct |
| 2021-03-10 | Common Shares | F | 129890 | $0.9260 | Disposed | 319610 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-10 | Employee Stock Option (right to buy) | $0.5299 | M | 245000 | Disposed | 2021-03-17 | Common Shares (245000) | Direct |
Footnotes
F1: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021.
F2: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on March 9, 2021 of C$1.17, which was converted using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021.
F3: The option, representing a right to purchase a total of 245,000 Common Shares, became exercisable on issuance date of January 19, 2016.