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NIOCORP DEVELOPMENTS LTD — Director's Dealing 2020
Sep 22, 2020
32677_dirs_2020-09-22_5fd40061-5ed7-4b77-a350-da28721fbabd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NIOCORP DEVELOPMENTS LTD (NIOBF)
CIK: 0001512228
Period of Report: 2020-09-21
Reporting Person: Shah Neal S. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-21 | Common Shares | M | 45000 | $0.3536 | Acquired | 175000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-21 | Employee Stock Option (right to buy) | $0.3536 | M | 45000 | Disposed | 2022-11-10 | Common shares (45000) | Direct |
Footnotes
F1: Option exercise price reflected was converted from Canadian exercise price of C$0.47 using an exchange rate of C$1.3293 = US$1.00 as reported by the Bank of Canada on September 21, 2020.
F2: The option, representing a right to purchase a total of 300,000 Common Shares, became exercisable on issuance date of November 9, 2017
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