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NIOCORP DEVELOPMENTS LTD — Director's Dealing 2020
Dec 4, 2020
32677_dirs_2020-12-04_fe311acf-281d-4645-a916-2f780112bca8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NIOCORP DEVELOPMENTS LTD (NIOBF)
CIK: 0001512228
Period of Report: 2020-12-04
Reporting Person: Shah Neal S. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-04 | Common Shares | M | 29500 | $0.4814 | Acquired | 204500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-04 | Employee Stock Option (right to buy) | $0.4814 | M | 29500 | Disposed | 2021-01-20 | Common shares (29500) | Direct |
Footnotes
F1: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.2880 = US$1.00 as reported by the Bank of Canada on December 3, 2020.
F2: The option, representing a right to purchase a total of 350,000 Common Shares, became exercisable in installments, as follows: 50% on July 21, 2016; 25% on January 21, 2017; and the remaining balance on July 21, 2017.
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