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NIOCORP DEVELOPMENTS LTD — Director's Dealing 2016
Oct 28, 2016
32677_dirs_2016-10-28_a1e62f11-f0b6-4812-b3f3-0b4fb9ce19ae.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: NIOCORP DEVELOPMENTS LTD (NIOBF)
CIK: 0001512228
Period of Report: 2016-10-28
Reporting Person: Honan Scott (VP - Business Development)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 130000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $0.4587 | 2017-05-08 | Common Shares (500000) | Direct | |
| Employee Stock Option (Right to Buy) | $0.6018 | 2017-07-27 | Common Shares (250000) | Direct | |
| Employee Stock Option (Right to Buy) | $0.6871 | 2017-12-21 | Common Shares (200000) | Direct | |
| Employee Stock Option (Right to Buy) | $0.4353 | 2021-01-20 | Common Shares (500000) | Direct |
Footnotes
F1: The exercise price reported above was converted from the Canadian exercise price of $0.50 using an exchange rate of Cdn$1.0900=US$1.00.
F2: The exercise price reported above was converted from the Canadian exercise price of $0.65 using an exchange rate of Cdn$1.0801=US$1.00.
F3: The exercise price reported above was converted from the Canadian exercise price of $0.80 using an exchange rate of Cdn$1.1643=US$1.00.
F4: The options vest as follows: 50% on 7/21/16; 25% on 1/21/17; and the remaining balance on 7/21/17.
F5: The exercise price reported above was converted from the Canadian exercise price of $0.62 using an exchange rate of Cdn$1.4243=US$1.00.