NIO Inc. — Major Shareholding Notification 2020

Feb 14, 2020

SC 13G/A 1 p20-0358sc13ga.htm NIO INC.

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
NIO Inc.
(Name of Issuer)
Class A Ordinary
Shares, par value of $0.00025 per share
(Title of Class of Securities)
62914V106**
(CUSIP Number)
December
31, 2019
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨	Rule 13d-1(b)
¨	Rule 13d-1(c)
x	Rule 13d-1(d)
(Page 1 of 6 Pages)

---

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

**There is no CUSIP number assigned to the Class A Ordinary Shares. CUSIP number 62914V106 has been assigned to the American Depositary Shares (“ ADSs ”) of the Company, which are quoted on the New York Stock Exchange under the symbol “NIO.” Each ADS represents 1 Class A Ordinary Share.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“ Act ”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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CUSIP No. 62914V106 13G/A Page 2 of 6 Pages

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1	NAME OF REPORTING PERSON Hillhouse Capital Management, Ltd.
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP	(a) ¨ (b) ¨
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:	5	SOLE VOTING POWER -0-
	6	SHARED VOTING POWER -0-
	7	SOLE DISPOSITIVE POWER -0-
	8	SHARED DISPOSITIVE POWER -0-
9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0-
10	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES	¨
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0%
12	TYPE OF REPORTING PERSON IA

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Item 1(a).
The name of the issuer is
NIO Inc. (the “ Company ”).

Item 1(b).
The Company’s principal executive office is located at Building 20, No. 56 AnTuo Road, Jiading District, Shanghai, 201804, People’s Republic of China.

| Item 2(a). |
| --- |
| This statement is filed by Hillhouse Capital Management, Ltd.,
an exempted Cayman Islands company (" HCM " or the " Reporting Person "), with respect to the
Class A Ordinary Shares (as defined in Item 2(d) below) previously held by HH DYU Holdings Limited (" DYU ").
HCM acts as the management company of DYU. HCM was previously the beneficial owner of, and controlled the
voting and investment power of, the Class A Ordinary Shares that were held by DYU. |

Item 2(b).
The address of the business office of the Reporting Person is Suite 2202, 22nd Floor, Two International Finance Centre, 8 Finance Street, Central, Hong Kong.

Item 2(c).
Cayman Islands

Item 2(d).
Class A Ordinary Shares, par value of $0.00025 per share (the “ Class A Ordinary Shares ”).

Item 2(e).
There is no CUSIP number assigned to the Class A Ordinary Shares. CUSIP number 62914V106 has been assigned to the ADRs of the Company, which are quoted on the New York Stock Exchange under the symbol “NIO.” Each ADR represents 1 Class A Ordinary Share.

Item 3. — (a)	¨	Broker or dealer registered under Section 15 of the Act;
(b)	¨	Bank as defined in Section 3(a)(6) of the Act;
(c)	¨	Insurance company as defined in Section 3(a)(19) of the Act;

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(d)	¨	Investment company registered under Section 8 of the Investment Company Act of 1940;
(e)	ý	An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
(f)	¨	An employee benefit plan or endowment fund in
accordance with Rule 13d-1(b)(1)(ii)(F);
(g)	¨	A parent holding company or control person in
accordance with Rule 13d-1(b)(1)(ii)(G);
(h)	¨	A savings association as defined in Section 3(b) of the Federal
Deposit Insurance Act;
(i)	¨	A church plan that is excluded from the definition of an investment
company under Section 3(c)(14) of the Investment Company Act;
(j)	¨	A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);
(k)	¨	Group, in accordance with Rule 13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution:_____

Item 4.
The information required by Items 4(a) - (c) is set forth in Rows 5 - 11 of the cover page for the Reporting Person and is incorporated herein by reference.

| Item 5. |
| --- |
| If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities,
check the following: x |

Item 6.
See Item 2.

Item 7.
Not applicable.

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Item 8.
Not applicable.

Item 9.
Not applicable.

Item 10.
Not applicable.

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SIGNATURES

After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

DATE: February 14, 2020

HILLHOUSE CAPITAL MANAGEMENT, LTD.
/s/ Richard A. Hornung
Name: Richard A. Hornung
Title: General Counsel and Chief Compliance Officer