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NIKE, Inc. — Director's Dealing 2020
Jan 13, 2020
29865_dirs_2020-01-13_f237ab4a-b648-430c-b5f5-1acd4ea44b13.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NIKE, Inc. (NKE)
CIK: 0000320187
Period of Report: 2020-01-10
Reporting Person: Slusher John F (EVP: GBL SPORTS MKTG)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-10 | Class B Common Stock | M | 108725 | $31.675 | Acquired | 300396.8652 | Direct |
| 2020-01-10 | Class B Common Stock | S | 108725 | $101.25 | Disposed | 191671.8652 | Direct |
| 2020-01-10 | Class B Common Stock | M | 1275 | $31.675 | Acquired | 192946.8652 | Direct |
| 2020-01-10 | Class B Common Stock | S | 1275 | $101.81 | Disposed | 191671.8652 | Direct |
| 2020-01-10 | Class B Common Stock | G | 2557 | — | Disposed | 189114.8652 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-10 | Non-Qualified Stock Option (Right to Buy) | $31.675 | M | 108725 | Disposed | 2023-07-19 | Class B Common Stock (108725) | Direct |
| 2020-01-10 | Non-Qualified Stock Option (Right to Buy) | $31.675 | M | 1275 | Disposed | 2023-07-19 | Class B Common Stock (1275) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 2790 | Indirect |
Footnotes
F1: Exercise and sale was pursuant to an approved 10b5-1 trading plan. Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the first full trading day after the public release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans.
F2: Includes shares acquired pursuant to NIKE, Inc.'s Employee Stock Purchase Plan.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.78 to $101.78, inclusive. The reporting person undertakes to provide NIKE, Inc., any security holder of NIKE, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote (3) to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.79 to $101.825, inclusive. The reporting person undertakes to provide NIKE, Inc., any security holder of NIKE, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote (4) to this Form 4.
F5: Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the first full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans.
F6: Shares held in account under the NIKE, Inc. 401(k) Savings and Profit Sharing Plan.
F7: Stock Option granted on 07/19/2013 and became exercisable with respect to 25% of the shares on each of the first four anniversaries of the date of the grant.