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NIKE, Inc. — Director's Dealing 2013
Oct 31, 2013
29865_dirs_2013-10-31_9672718a-2e58-44a0-bf68-d8b211aa3dba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NIKE INC (NKE)
CIK: 0000320187
Period of Report: 2013-10-30
Reporting Person: KNIGHT PHILIP H (Director, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-30 | Class A Common Convertible | $ | J | 3979336.0 | Acquired | Class B Common Stock (3979336) | Direct | |
| 2013-10-30 | Class A Common Convertible | $ | G | 5287894.0 | Disposed | Class B Common Stock (5287894) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 15480 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class A Common Convertible | $ | Class B Common Stock (260896) | 260896 | Indirect |
Footnotes
F1: Class A Common Stock is convertible at any time on a one-for-one basis into Class B Common Stock with no expiration date.
F2: Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the second full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans.
F3: For estate planning purposes, on October 30, 2013, the Trustee of the Philip H. Knight 2009 Annuity Trust N3 (a grantor retained annuity trust) distributed 3,979,336 shares of Class A Common Stock to the reporting person upon the reporting person's contribution to the Trust of property having equal value.
F4: For estate planning purposes, on October 30, 2013, the reporting person contributed 5,287,894 shares of Class A Common Stock to the Philip H. Knight 2013 Annuity Trust N13-III. The Trust is a grantor retained annuity trust.
F5: Shares held directly by spouse, Penelope P. Knight. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.