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Niagen Bioscience, Inc. — Director's Dealing 2020
Dec 11, 2020
32418_dirs_2020-12-11_a4336a4c-d1e9-47b9-90ab-2b7d7d7bfc05.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ChromaDex Corp. (CDXC)
CIK: 0001386570
Period of Report: 2020-12-10
Reporting Person: Jaksch Frank L Jr (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-10 | Common Stock | M | 41667 | $4.62 | Acquired | 262168 | Direct |
| 2020-12-10 | Common Stock | S | 37829 | $5.19 | Disposed | 224339 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-10 | Employee Stock Options (right to buy) | $4.62 | M | 41667 | Disposed | 2021-05-10 | Common Stock (41667) | Direct |
Footnotes
F1: The shares were sold to cover the cost of the exercise of the options which were scheduled to expire on May 10, 2021.
F2: The weighted average sale price for the transaction reported was $5.19, and the range of prices were between $5.15 and $5.25. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.
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