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Niagen Bioscience, Inc. — Director's Dealing 2017
Dec 26, 2017
32418_dirs_2017-12-26_ac207c23-49e5-44ad-b961-3c971f7cda1b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ChromaDex Corp. (CDXC)
CIK: 0001386570
Period of Report: 2017-12-21
Reporting Person: Jaksch Frank L Jr (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-21 | Common Stock | M | 58400 | $4.50 | Acquired | 259957 | Direct |
| 2017-12-21 | Common Stock | S | 58400 | $6.19 | Disposed | 201557 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-21 | Employee Stock Options (right to buy) | $4.50 | M | 58400 | Disposed | 2018-04-21 | Common Stock (58400) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2075052 | Indirect |
Footnotes
F1: Reported transaction occurred pursuant to a Rule 10b5-1 Plan adopted on November 17, 2017. The options exercised and sold were scheduled to expire on April 21, 2018 and Mr. Jaksch sold the shares so that the proceeds can be used to cover the exercise payment and applicable withholding taxes due.
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