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Niagen Bioscience, Inc. — Director's Dealing 2013
Jan 9, 2013
32418_dirs_2013-01-08_bbc83fde-a048-417a-a6a8-b59b99761fb5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ChromaDex Corp. (CDXC.OB)
CIK: 0001386570
Period of Report: 2013-01-04
Reporting Person: Brauser Michael (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-04 | Common Stock | X | 952381 | $0.21 | Acquired | 3561593 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-04 | Warrant to Purchase Common Stock | $0.21 | X | 952381 | Disposed | 2013-05-20 | Common Stock (952381) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1860712 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant to Purchase Common Stock | $0.21 | 2013-05-20 | Common Stock (100000) | 100000 | Direct |
| Warrants to Purchase Common Stock | $0.21 | 2013-05-20 | Common Stock (1860712) | 1860712 | Indirect |
Footnotes
F1: Indirect beneficial ownership includes: (i) 314,285 Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which the Reporting Person is a trustee; (ii) 342,857 Shares held by the Brauser 2010 GRAT of which the Reporting Person is a trustee; (iii) 846,428 Shares held by BMB Holdings, LLLP of which the Reporting Person is the manager of its general partner; and (iv) 357,142 Shares held by Betsy Brauser Third Amended Trust Agreement beneficially owned by the Reporting Person's spouse which are disclaimed by him.
F2: Indirect beneficial ownership includes: (i) 314,285 Warrants held by Grander Holdings, Inc. 401K Profit Sharing Plan of which the Reporting Person is a trustee; (ii) 342,857 Warrants held by the Brauser 2010 GRAT of which the Reporting Person is a trustee; (iii) 846,428 Warrants held by BMB Holdings, LLLP of which the Reporting Person is the manager of its general partner; and (iv) 357,142 Warrants held by Betsy Brauser Third Amended Trust Agreement beneficially owned by the Reporting Person's spouse which are disclaimed by him.