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Niagen Bioscience, Inc. — Director's Dealing 2013
Apr 23, 2013
32418_dirs_2013-04-23_8a8bba8d-c76e-4fc0-a57b-d3c344a11fa5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ChromaDex Corp. (CDXC.OB)
CIK: 0001386570
Period of Report: 2013-04-19
Reporting Person: Brauser Michael (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-19 | Common Stock | X | 357142 | $0.21 | Acquired | 2217854 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-04-19 | Warrants to Purchase Common Stock | $0.21 | X | 357142 | Disposed | 2013-05-20 | Common Stock (357142) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4494926 | Direct |
Footnotes
F1: Indirect beneficial ownership includes: (i) 314,285 Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which the Reporting Person is a trustee; (ii) 342,857 Shares held by the Brauser 2010 GRAT of which the Reporting Person is a trustee; (iii) 846,428 Shares held by BMB Holdings, LLLP of which the Reporting Person is the manager of its general partner; and (iv) 714,284 Shares held by Betsy Brauser Third Amended Trust Agreement beneficially owned by the Reporting Person's spouse which are disclaimed by him. Betsy Brauser Third Amended Trust Agreement is the entity that acquired 357,142 shares reported on this form by exercising Warrants.
F2: Indirect beneficial ownership includes: (i) 314,285 Warrants held by Grander Holdings, Inc. 401K Profit Sharing Plan of which the Reporting Person is a trustee; (ii) 342,857 Warrants held by the Brauser 2010 GRAT of which the Reporting Person is a trustee; and (iii) 846,428 Warrants held by BMB Holdings, LLLP of which the Reporting Person is the manager of its general partner.