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Niagen Bioscience, Inc. — Director's Dealing 2010
May 24, 2010
32418_dirs_2010-05-24_c58f26de-9b15-45e3-a880-53658250fbf4.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ChromaDex Corp. (CDXC.OB)
CIK: 0001386570
Period of Report: 2010-05-20
Reporting Person: Brauser Michael (Director, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2142856 | Direct |
| Common Stock | 1503570 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant to Purchase Common Stock | $0.21 | 2013-05-20 | Common Stock (2142856) | Direct | |
| Warrant to Purchase Common Stock | $0.21 | 2013-05-20 | Common Stock (1503570) | Indirect |
Footnotes
F1: Ownership: Michael & Betsy Brauser TBE purchased 1,785,714 shares of common stock and was issued an immediately exercisable warrant to acquire 1,785,714 additional shares at $0.21 per share; Betsy Brauser Third Amended Trust Agreement ( beneficially owned by the spouse and disclaimed by the Reporting Person) purchased 357,142 shares of common stock and was issued an immediately exercisable warrant to acquire 357,142 additional shares of common stock at $0.21 per share
F2: Ownership: Grander Holdings, Inc 401K profit Sharing Plan( Of which, the Reporting Person is Trustee) purchased 314,285 shares of commons stock and was issued an immediately exercisable warrant to acquire 314,285 additional shares at $0.21 per share. Brauser 2010 GRAT( of which, the Reporting Person is trustee) purchased 342,857 shares of common stock and was issued an immediately exercisable warrant to acquire 342,857 additional shares at $0.21 per share. BMB Holdings, LLLP (of which, the Reporting Person is the Manager of its General Partner) purchased 846,428 shares of common stock and was issued an immediately exercisable warrant to acquire 846,428 additional shares at $0.21 per share.