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NI Holdings, Inc. — Director's Dealing 2021
Mar 3, 2021
33387_dirs_2021-03-03_0510668e-4641-4c21-b805-2bdf4968b52a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NI Holdings, Inc. (NODK)
CIK: 0001681206
Period of Report: 2021-03-01
Reporting Person: Alexander Michael J. (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-01 | Common Stock | F | 2242 | $18.64 | Disposed | 115505 | Direct |
| 2021-03-01 | Common Stock | A | 41100 | $0.00 | Acquired | 156605 | Direct |
| 2021-03-01 | Common Stock | F | 11143 | $18.64 | Disposed | 145462 | Direct |
| 2021-03-01 | Common Stock | A | 18700 | $0.00 | Acquired | 164162 | Direct |
Footnotes
F1: Represents shares withheld to satisfy withholding obligations upon the March 1, 2021 restricted stock unit vesting.
F2: Includes shares distributed from the Company's Employee Stock Ownership Plan.
F3: Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2018-2020 performance period.
F4: Represents shares withheld to satisfy withholding obligations upon the March 1, 2021 PSU vesting.
F5: These shares are represented by restricted stock units.
F6: Includes restricted stock units.