AI assistant
Sending…
NextTrip, Inc. — Director's Dealing 2021
Feb 11, 2021
34837_dirs_2021-02-11_e07e3156-7998-4343-8ba6-006d4a70abd3.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: SIGMA LABS, INC. (SGLB)
CIK: 0000788611
Period of Report: 2020-12-31
Reporting Person: Schwartz Carl I. (Former 10% holder)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-28 | Series E Convertible Preferred Stock | $10.30 | P | 266.67 | Acquired | Common Stock (38835) | Indirect | |
| 2020-01-28 | Warrants to Purchase Common Stock | $11.13 | P | 38835 | Acquired | 2025-07-26 | Common Stock (38835) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 200000 | Direct |
| Common Stock | 40000 | Indirect |
Footnotes
F1: Share ownership totals have been adjusted to reflect a 1 for 10 reverse stock split effected by the issuer on February 27, 2020.
F2: No expiration date.
F3: Purchase was made in conjunction with purchase of Series E Convertible Preferred Stock.
F4: Conversion and exercise prices have been adjusted to reflect a 1 for 10 reverse stock split effected by the issuer on February 27, 2020.
More from NextTrip, Inc.
Capital/Financing Update
2026
Jun 1
Regulatory Filings
2026
May 29
Annual Report
2026
May 29
Regulatory Filings
2026
May 26
Regulatory Filings
2026
May 22
Regulatory Filings
2026
May 8
Regulatory Filings
2026
Mar 19
Regulatory Filings
2026
Mar 13
Regulatory Filings
2026
Mar 6
Regulatory Filings
2026
Feb 23