Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

NextTrip, Inc. Director's Dealing 2021

Feb 11, 2021

34837_dirs_2021-02-11_e07e3156-7998-4343-8ba6-006d4a70abd3.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: SIGMA LABS, INC. (SGLB)
CIK: 0000788611
Period of Report: 2020-12-31

Reporting Person: Schwartz Carl I. (Former 10% holder)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-01-28 Series E Convertible Preferred Stock $10.30 P 266.67 Acquired Common Stock (38835) Indirect
2020-01-28 Warrants to Purchase Common Stock $11.13 P 38835 Acquired 2025-07-26 Common Stock (38835) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 200000 Direct
Common Stock 40000 Indirect

Footnotes

F1: Share ownership totals have been adjusted to reflect a 1 for 10 reverse stock split effected by the issuer on February 27, 2020.

F2: No expiration date.

F3: Purchase was made in conjunction with purchase of Series E Convertible Preferred Stock.

F4: Conversion and exercise prices have been adjusted to reflect a 1 for 10 reverse stock split effected by the issuer on February 27, 2020.