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NextTrip, Inc. — Director's Dealing 2019
May 24, 2019
34837_dirs_2019-05-24_154bb0f1-e170-44ed-8ca5-00d96d855eaa.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: SIGMA LABS, INC. (SGLB)
CIK: 0000788611
Period of Report: 2019-05-07
Reporting Person: Schwartz Carl I. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-07 | Common Stock | P | 400000 | $1.40 | Acquired | 400000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-07 | Warrants to purchase Common Stock | $1.56 | P | 200000 | Acquired | 2024-11-08 | Common Stock (200000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1500000 | Direct |
Footnotes
F1: Purchase price included 200,000 Warrants reported on table II.
F2: Warrant contains a Beneficial Ownership Limitation provision that does not permit an exercise if it would result in the holder owning more than 4.99% of the outstanding shares of the Issuer. These limits may be increased up to 9.99% upon notice to the Issuer.
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