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NextTrip, Inc. Director's Dealing 2019

Aug 16, 2019

34837_dirs_2019-08-16_bf226d23-6919-43ed-9089-020875c1d95e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIGMA LABS, INC. (SGLB)
CIK: 0000788611
Period of Report: 2019-08-08

Reporting Person: Schwartz Carl I. (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-08-08 Common Stock P 437567 $0.69 Acquired 1937567 Direct
2019-08-09 Common Stock P 62433 $0.75 Acquired 2000000 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1500000 Direct
Common Stock 400000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Warrants to Purchase Common Stock $1.56 2024-11-08 Common Stock (200000) 200000 Indirect

Footnotes

F1: Warrant contains a Beneficial Ownership Limitation provision that does not permit an exercise if it would result in the holder owning more than 4.99% of the outstanding shares of the Issuer. These limits may be increased up to 9.99% upon notice to the Issuer.