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NextTrip, Inc. — Director's Dealing 2019
Aug 16, 2019
34837_dirs_2019-08-16_bf226d23-6919-43ed-9089-020875c1d95e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIGMA LABS, INC. (SGLB)
CIK: 0000788611
Period of Report: 2019-08-08
Reporting Person: Schwartz Carl I. (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-08 | Common Stock | P | 437567 | $0.69 | Acquired | 1937567 | Direct |
| 2019-08-09 | Common Stock | P | 62433 | $0.75 | Acquired | 2000000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1500000 | Direct |
| Common Stock | 400000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrants to Purchase Common Stock | $1.56 | 2024-11-08 | Common Stock (200000) | 200000 | Indirect |
Footnotes
F1: Warrant contains a Beneficial Ownership Limitation provision that does not permit an exercise if it would result in the holder owning more than 4.99% of the outstanding shares of the Issuer. These limits may be increased up to 9.99% upon notice to the Issuer.
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