NextPlat Corp — Director's Dealing 2022

Oct 6, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NextPlat Corp (NXPL)
CIK: 0001058307
Period of Report: 2022-07-01

Reporting Person: Fernandez Charles M. (Director, Chairman & CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-07-22	Common Stock, par value $0.0001 per share	A	200000	$5.00	Acquired	1749453	Indirect
2022-09-20	Common Stock, par value $0.0001 per share	A	116000	$0.00	Acquired	1865453	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-07-01	Stock Options	$2.13	A	70000	Acquired	2032-07-01	Common Stock (70000)	Direct

Footnotes

F1: Mr. Fernandez is the sole member and managing partner of eApeiron Partners LLC.

F2: Includes 200,000 shares of common stock held by eApeiron Partners LLC, of which Mr. Fernandez is sole member and managing partner.

F3: Includes 316,000 shares of restricted common stock held by eApeiron Partners LLC, of which Mr. Fernandez is sole and managing partner.

F4: On July 1, 2022, Mr. Fernandez was granted an option to purchase 70,000 shares of common stock. The option was fully vested, issued outside of any equity compensation plan, with an exercise price of $2.13, and a term of ten years.

F5: The stock options were granted as an equity incentive award.