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NEXTERA ENERGY INC — Director's Dealing 2021
Feb 16, 2021
29810_dirs_2021-02-16_050f963d-8d0d-4cc4-b039-57f6a166414c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEXTERA ENERGY INC (NEE)
CIK: 0000753308
Period of Report: 2021-02-11
Reporting Person: ROBO JAMES L (Director, Chairman, President & CEO, Director of Sub)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-11 | Common Stock | A | 4609 | $83.95 | Acquired | 1234498 | Direct |
| 2021-02-11 | Common Stock | A | 390272 | $83.95 | Acquired | 1624770 | Direct |
| 2021-02-11 | Common Stock | F | 153572 | $83.95 | Disposed | 1471198 | Direct |
| 2021-02-15 | Common Stock | F | 2734 | $83.13 | Disposed | 1468464 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-11 | Phantom Shares | $ | A | 6337 | Acquired | Common Stock () | Direct | |
| 2021-02-11 | Employee Stock Option (Right to Buy) | $83.95 | A | 326417 | Acquired | 2031-02-11 | Common Stock (326417) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 430528 | Indirect |
| Common Stock | 294200 | Indirect |
| Common Stock | 125168 | Indirect |
| Common Stock | 303428 | Indirect |
| Common Stock | 19256 | Indirect |
Footnotes
F1: Restricted stock grant made pursuant to Issuer's 2011 Long Term Incentive Plan, exempt under Rule 16b-3.
F2: Includes a total of 195,995 shares deferred pursuant to the terms of a deferred stock grant under Issuer's Amended and Restated 2011 Long Term Incentive Plan (the "Deferred Shares Grant"), including 911 deferred shares deemed acquired pursuant to a dividend reinvestment feature under the Deferred Shares Grant since the last report filed by the reporting person. Under the terms of the Deferred Shares Grant, shares are distributable in stock at the end of the deferral period.
F3: Includes a total of 901,171 shares deferred until reporting person's termination of employment with the Issuer and its subsidiaries, including an aggregate of 4,178 deferred shares deemed acquired pursuant to a dividend reinvestment feature since the last report filed by the Reporting Person.
F4: Shares acquired in settlement of performance share awards (which were not derivative securities) under Issuer's Amended and Restated Long Term Incentive Plan, exempt under Rule 16b-3.
F5: Stock withheld by Issuer to satisfy tax withholding obligations on shares acquired February 11, 2021 in settlement of performance share awards.
F6: Restricted stock withheld by Issuer to satisfy tax withholding obligations on vesting of restricted stock granted Februry 15, 2018, February 14, 2019 and Februry 13, 2020.
F7: Deferred shares held by Trustee of grantor trust in which reporting person has a pecuniary interest only. Includes an aggregate of 1,420 shares acquired by the Trustee pursuant to a dividend reinvestment feature of the deferred shares grant since the last report filed by the reporting person.
F8: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($77.15 in 2020). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries.
F9: Amount of securities owned has been adjusted for the Issuer's 4-for-1 stock split effective October 26, 2020
F10: Options to buy 326,417 shares become exercisable in three substantially equal annual installments beginning on February 15, 2022.