AI assistant
NEXTERA ENERGY INC — Director's Dealing 2021
Mar 3, 2021
29810_dirs_2021-03-03_8a39a0d1-73e5-4320-97c0-1f6ebf707f7a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEXTERA ENERGY INC (NEE)
CIK: 0000753308
Period of Report: 2021-03-02
Reporting Person: ROBO JAMES L (Director, Chairman, President & CEO, Director of Sub)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-25 | Common Stock | G | 108960 | — | Disposed | 1359504 | Direct |
| 2021-02-25 | Common Stock | G | 108960.0 | $0.0 | Acquired | 108960 | Indirect |
| 2021-03-02 | Common Stock | S | 115600 | $76.01 | Disposed | 1243904 | Direct |
| 2021-03-02 | Common Stock | S | 2400 | $76.68 | Disposed | 1241504 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 430528 | Indirect |
| Common Stock | 294200 | Indirect |
| Common Stock | 125168 | Indirect |
| Common Stock | 303428 | Indirect |
| Common Stock | 19271 | Indirect |
Footnotes
F1: Gift of shares to reporting person's spouse.
F2: Includes a total of 195,995 shares deferred pursuant to the terms of a deferred stock grant under Issuer's Amended and Restated 2011 Long Term Incentive Plan (the "Deferred Shares Grant"). Under the terms of the Deferred Shares Grant, shares are distributable in stock at the end of the deferral period.
F3: Includes a total of 901,171 shares deferred until reporting person's termination of employment with the Issuer and its subsidiaries.
F4: Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2020.
F5: Weighted average sale price. Reporting person sold 115,600 shares through a trade order executed by a broker-dealer at prices ranging from $75.505 to $76.500 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F6: Weighted average sale price. Reporting person sold 2,400 shares through a trade order executed by a broker-dealer at prices ranging from $76.520 to $76.815 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F7: Deferred shares held by Trustee of grantor trust in which reporting person has a pecuniary interest only.