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NEXTERA ENERGY INC — Director's Dealing 2021
May 11, 2021
29810_dirs_2021-05-11_88b3deee-5d56-4024-b223-001ebd7bde7d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEXTERA ENERGY INC (NEE)
CIK: 0000753308
Period of Report: 2021-05-10
Reporting Person: Caplan Deborah H (EVP, HR & Corp Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-10 | Common Stock | M | 20584 | $23.318 | Acquired | 137027 | Direct |
| 2021-05-10 | Common Stock | M | 19052 | $25.905 | Acquired | 156079 | Direct |
| 2021-05-10 | Common Stock | S | 28557 | $75.042 | Disposed | 127522 | Direct |
| 2021-05-10 | Common Stock | S | 11079 | $75.501 | Disposed | 116443 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-10 | Employee Stock Option (Right to Buy) | $23.318 | M | 20584 | Disposed | 2024-02-14 | Common Stock (20584) | Direct |
| 2021-05-10 | Employee Stock Option (Right to Buy) | $25.905 | M | 19052 | Disposed | 2025-02-13 | Common Stock (19052) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12435 | Indirect |
Footnotes
F1: Options exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2021.
F2: Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2021.
F3: Weighted average sale price. Reporting person sold 28,557 shares through a trade order executed by a broker-dealer at prices ranging from $74.36 to $75.36 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F4: Weighted average sale price. Reporting person sold 11,079 shares through a trade order executed by a broker-dealer at prices ranging from $75.37 to $75.70 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F5: Options to buy 20,584 shares become exercisable in three substantially equal annual installments beginning on February 15, 2015.
F6: Options to buy 26,048 shares become exercisable in three substantially equal annual installments beginning on February 15, 2016.