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NEXTERA ENERGY INC — Director's Dealing 2020
Mar 3, 2020
29810_dirs_2020-03-03_72aec16a-0268-4147-af5d-797af4232029.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEXTERA ENERGY INC (NEE)
CIK: 0000753308
Period of Report: 2020-03-02
Reporting Person: ROBO JAMES L (Director, Chairman, President & CEO, Director of Subsidiary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-02 | Common Stock | M | 50969 | $60.22 | Acquired | 412783 | Direct |
| 2020-03-02 | Common Stock | S | 700 | $253.232 | Disposed | 412083 | Direct |
| 2020-03-02 | Common Stock | S | 994 | $254.638 | Disposed | 411089 | Direct |
| 2020-03-02 | Common Stock | S | 5300 | $255.852 | Disposed | 405789 | Direct |
| 2020-03-02 | Common Stock | S | 9538 | $256.953 | Disposed | 396251 | Direct |
| 2020-03-02 | Common Stock | S | 3142 | $257.902 | Disposed | 393109 | Direct |
| 2020-03-02 | Common Stock | S | 1800 | $259.084 | Disposed | 391309 | Direct |
| 2020-03-02 | Common Stock | S | 2700 | $259.861 | Disposed | 388609 | Direct |
| 2020-03-02 | Common Stock | S | 3900 | $261.517 | Disposed | 384709 | Direct |
| 2020-03-02 | Common Stock | S | 7789 | $262.369 | Disposed | 376920 | Direct |
| 2020-03-02 | Common Stock | S | 11674 | $263.444 | Disposed | 365246 | Direct |
| 2020-03-02 | Common Stock | S | 11188 | $264.317 | Disposed | 354.058 | Direct |
| 2020-03-02 | Common Stock | S | 3043 | $265.344 | Disposed | 351015 | Direct |
| 2020-03-02 | Common Stock | S | 1400 | $266.453 | Disposed | 349615 | Direct |
| 2020-03-02 | Common Stock | S | 7448 | $267.774 | Disposed | 342167 | Direct |
| 2020-03-02 | Common Stock | S | 353 | $268.738 | Disposed | 341814 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-02 | Employee Stock Option (Right to Buy) | $60.22 | M | 50969 | Disposed | 2022-02-17 | Common Stock (50969) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 107632 | Indirect |
| Common Stock | 73550 | Indirect |
| Common Stock | 31292 | Indirect |
| Common Stock | 74215 | Indirect |
| Common Stock | 4667 | Indirect |
Footnotes
F1: Options exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on July 26, 2019.
F2: Includes a total of 47,936 shares deferred pursuant to the terms of a deferred stock grant under Issuer's Amended and Restated 2011 Long Term Incentive Plan (the "Deferred Shares Grant"). Under the terms of the Deferred Shares Grant, shares are distributable in stock at the end of the deferral period.
F3: Includes a total of 220,697 shares deferred until reporting person's termination of employment with the Issuer and its subsidiaries.
F4: Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on July 26, 2019.
F5: Weighted average sale price. Reporting person sold 700 shares through a trade order executed by a broker-dealer at prices ranging from $253.090 to $253.310 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F6: Weighted average sale price. Reporting person sold 994 shares through a trade order executed by a broker-dealer at prices ranging from $254.350 to $255.130 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F7: Weighted average sale price. Reporting person sold 5,300 shares through a trade order executed by a broker-dealer at prices ranging from $255.380 to $256.340 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F8: Weighted average sale price. Reporting person sold 9,538 shares through a trade order executed by a broker-dealer at prices ranging from $256.410 to $257.410 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F9: Weighted average sale price. Reporting person sold 3,142 shares through a trade order executed by a broker-dealer at prices ranging from $257.420 to $258.390 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F10: Weighted average sale price. Reporting person sold 1,800 shares through a trade order executed by a broker-dealer at prices ranging from $258.440 to $259.345 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F11: Weighted average sale price. Reporting person sold 2,700 shares through a trade order executed by a broker-dealer at prices ranging from $259.450 to $260.310 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F12: Weighted average sale price. Reporting person sold 3,900 shares through a trade order executed by a broker-dealer at prices ranging from $260.820 to $261.820 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F13: Weighted average sale price. Reporting person sold 7,789 shares through a trade order executed by a broker-dealer at prices ranging from $261.840 to $262.830 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F14: Weighted average sale price. Reporting person sold 11,674 shares through a trade order executed by a broker-dealer at prices ranging from $262.850 to $263.840 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F15: Weighted average sale price. Reporting person sold 11,188 shares through a trade order executed by a broker-dealer at prices ranging from $263.860 to $264.830 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F16: Weighted average sale price. Reporting person sold 3,043 shares through a trade order executed by a broker-dealer at prices ranging from $264.880 to $265.790 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F17: Weighted average sale price. Reporting person sold 1,400 shares through a trade order executed by a broker-dealer at prices ranging from $265.945 to $266.820 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F18: Weighted average sale price. Reporting person sold 7,448 shares through a trade order executed by a broker-dealer at prices ranging from $267.295 to $268.260 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F19: Weighted average sale price. Reporting person sold 353 shares through a trade order executed by a broker-dealer at prices ranging from $268.395 to $268.920 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F20: Deferred shares held by Trustee of grantor trust in which reporting person has a pecuniary interest only.
F21: The option, representing a right to buy shares, became exercisable in three substantially equal annual installments beginning on February 15, 2013.