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NEXTERA ENERGY INC — Director's Dealing 2019
Mar 18, 2019
29810_dirs_2019-03-18_f3f61fd2-e31b-4d72-9c5e-142023027d05.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEXTERA ENERGY INC (NEE)
CIK: 0000753308
Period of Report: 2019-03-15
Reporting Person: ROBO JAMES L (Director, Chairman, President & CEO, Director of Subsidiary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-15 | Common Stock | M | 111864 | $45.57 | Acquired | 384349 | Direct |
| 2019-03-15 | Common Stock | S | 27982 | $190.677 | Disposed | 356367 | Direct |
| 2019-03-15 | Common Stock | S | 83882 | $191.474 | Disposed | 272485 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-15 | Employee Stock Option (Right to Buy) | $45.57 | M | 111864 | Disposed | 2020-02-12 | Common Stock (111864) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20000 | Indirect |
| Common Stock | 107632 | Indirect |
| Common Stock | 73550 | Indirect |
| Common Stock | 31292 | Indirect |
| Common Stock | 72968 | Indirect |
| Common Stock | 4538 | Indirect |
Footnotes
F1: Options exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2018.
F2: Includes a total of 47,131 shares deferred pursuant to the terms of a deferred stock grant under Issuer's Amended and Restated 2011 Long Term Incentive Plan (the "Deferred Shares Grant"), including an aggregate of 306 deferred shares deemed acquired pursuant to a dividend reinvestment feature under the Deferred Shares Grant since the last report filed by the reporting person. Under the terms of the Deferred Shares Grant, shares are distributable in stock at the end of the deferral period.
F3: Includes a total of 107,511 shares deferred until reporting person's termination of employment with the Issuer and its subsidiaries, including an aggregate of 711 deferred shares deemed acquired pursuant to a dividend reinvestment feature.
F4: Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2018.
F5: Weighted average sale price. Reporting person sold 27,982 shares through a trade order executed by a broker-dealer at prices ranging from $190.030 to $191.030 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F6: Weighted average sale price. Reporting person sold 83,882 shares through a trade order executed by a broker-dealer at prices ranging from $191.040 to $191.935 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F7: Deferred shares held by Trustee of grantor trust in which reporting person has a pecuniary interest only. Includes an aggregate of 474 shares acquired by the Trustee pursuant to a dividend reinvestment feature of the deferred shares grant since the last report filed by the reporting person.
F8: The option, representing a right to buy 111,864 shares, became exercisable in three substantially equal annual installments beginning on February 15, 2011.