AI assistant
NEXTERA ENERGY INC — Director's Dealing 2018
Dec 7, 2018
29810_dirs_2018-12-07_a85cfb1c-9d94-4ef0-8c55-1813b0541cf7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEXTERA ENERGY INC (NEE)
CIK: 0000753308
Period of Report: 2018-12-06
Reporting Person: ROBO JAMES L (Director, Chairman, President & CEO, Director of Subsidiary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-06 | Common Stock | S | 5851 | $179.299 | Disposed | 237488 | Direct |
| 2018-12-06 | Common Stock | S | 4676 | $180.172 | Disposed | 232812 | Direct |
| 2018-12-06 | Common Stock | S | 2685 | $181.353 | Disposed | 230127 | Direct |
| 2018-12-06 | Common Stock | S | 3138 | $182.225 | Disposed | 226989 | Direct |
| 2018-12-06 | Common Stock | S | 1650 | $182.918 | Disposed | 225339 | Direct |
| 2018-12-06 | Common Stock | G | 700 | — | Disposed | 6664 | Indirect |
| 2018-12-06 | Common Stock | G | 700 | — | Acquired | 31292 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 76431 | Indirect |
| Common Stock | 73550 | Indirect |
| Common Stock | 72049 | Indirect |
| Common Stock | 4462 | Indirect |
Footnotes
F1: Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2017.
F2: Weighted average sale price. Reporting person sold 5,851 shares through a trade order executed by a broker-dealer at prices ranging from $178.72 to $179.68 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F3: Includes a total of 46,531 shares deferred pursuant to the terms of a deferred stock grant under Issuer's Amended and Restated 2011 Long Term Incentive Plan (the "Deferred Shares Grant"). Under the terms of the Deferred Shares Grant, shares are distributable in stock at the end of the deferral period.
F4: Weighted average sale price. Reporting person sold 4,676 shares through a trade order executed by a broker-dealer at prices ranging from $179.73 to $180.73 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F5: Weighted average sale price. Reporting person sold 2,685 shares through a trade order executed by a broker-dealer at prices ranging from $180.74 to $181.74 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F6: Weighted average sale price. Reporting person sold 3,138 shares through a trade order executed by a broker-dealer at prices ranging from $181.76 to $182.71 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F7: Weighted average sale price. Reporting person sold 1,650 shares through a trade order executed by a broker-dealer at prices ranging from $182.82 to $183.01 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F8: Deferred shares held by Trustee of grantor trust in which reporting person has a pecuniary interest only. Includes an aggregate of 495 shares acquired by the Trustee pursuant to a dividend reinvestment feature of the deferred shares grant since the last report filed by the reporting person.
F9: Transfer of shares by the reporting person's spouse to the spouse's 2018 Gifting Trust, the trustee of which is the reporting person, and the beneficiaries of which are the reporting person's spouse's descendants.
F10: Trustee is reporting person and beneficiaries are reporting person's spouse's descendants.